Regulation NMS

Results: 1042



#Item
611Investment / Business / Financial markets / Mathematical finance / Financial regulation / Order / Regulation NMS / Securities Exchange Act / Algorithmic trading / Stock market / Financial economics / United States Securities and Exchange Commission

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-06-21 17:23:20
612Chicago Stock Exchange / Financial economics / Investment / Regulation NMS / Economy of the United States / 73rd United States Congress / Order / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Stock market / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-12-06 15:20:18
613New York City / New York Stock Exchange / NYSE Arca / Euronext / Financial economics / Self-regulatory organizations / Securities Exchange Act / Regulation NMS / NYSE Euronext / United States Securities and Exchange Commission / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 3, 2009 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equitie

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Source URL: www.sec.gov

Language: English - Date: 2009-11-06 10:13:39
614Securities Exchange Act / Regulation NMS / Pegging / Financial regulation / United States / Human behavior / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 8, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend

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Source URL: www.sec.gov

Language: English - Date: 2014-04-09 13:38:47
615Financial markets / Stock market / Order / Regulation NMS

Exhibit 5 to File No. SR-NSX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-05-07 10:58:04
616Business / United States Securities and Exchange Commission / United States securities law / Financial markets / Finance / Securities Exchange Act / NASDAQ / Regulation NMS / Stock market / Self-regulatory organizations / Economy of the United States / Financial economics

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-12-04 13:29:05
617Investment / United States Securities and Exchange Commission / Finance / Mathematical finance / Securities Exchange Act / United States securities law / New York Stock Exchange / Regulation NMS / Algorithmic trading / Financial markets / Stock market / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 5, 2010 Self-Regulatory Organizations; Order Approving Proposed Rule Change by New York Stock Exchange LLC Changing the NYBX Or

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Source URL: www.sec.gov

Language: English - Date: 2010-11-09 10:04:28
618Financial markets / Mathematical finance / Securities Exchange Act / Regulation NMS / U.S. Securities and Exchange Commission / Algorithmic trading / Financial economics / Finance / Routing / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]October 21, 2010 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2010-10-22 14:38:38
619Financial markets / Business / Order / Regulation NMS / Algorithmic trading / Immediate or cancel / Pricing / Futures contract / Honda NSX / Stock market / Financial economics / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Regarding Routing of Limit Orders

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Source URL: www.sec.gov

Language: English - Date: 2012-05-07 10:57:08
620Stock market / Investment / United States Securities and Exchange Commission / Self-regulatory organizations / Chicago Stock Exchange / Order / Regulation NMS / New York Stock Exchange / Flash Crash / Financial markets / Financial economics / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]April 5, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Language: English - Date: 2013-04-08 11:25:19
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